Full accountability: Asset managers and the SM&CR

As the Senior Managers and Certification Regime extends to the UK’s 47,000 non-banks and insurers, FCA head of asset management Nick Miller outlines the tough questions asset management firms must ask themselves.

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John Baskott

Welcome to 1LoD's 2018 Annual Report and benchmark study, the largest and most comprehensive survey ever conducted on the front office control sector. This year's report takes insights from the results of our 86-part survey answered by 21 of the world’s largest financial institutions. We hope you enjoy reading the findings and thank you to everyone who contributed to making it a success. To find out more about upcoming events, training courses and other content from 1LoD visit www.1lod.com

John Baskott, co-founder, 1LoD

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